📚 Stock Market Glossary

Clear, beginner-friendly explanations, real-world analogies, and visual formulas for key stock market terminology.

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Total 649 terms available

Block Deal

Trading & Market
💡 Key Takeaway: A off-market transaction where a major shareholder sells a massive block of shares at a discount after market hours.
Bulk Wholesale Clearance Analogy: Selling an entire warehouse stock at a 7% discount to wholesale liquidators after store closing hours to avoid clogging regular checkout lines!
😎 10-Second Show-off Pro Tip for Friends!
😎 Show-off Tip: Say, 'A block deal priced at a 5% discount usually means immediate selling pressure at market open as hedge funds arbitrage the spread.'

📖 Beginner-Friendly Explanation

STEP 1

Core Concept & Meaning

A Block Deal is a privately negotiated off-hours transaction involving a massive volume of equities transferred between institutional counterparties.

STEP 2

Why It Matters & Mechanism

To prevent crushing open-market order books, major shareholders sell shares at a discount (typically 3–10% below closing price) before market open or after close:

  • Short-Term Price Pressure: Discount pricing creates immediate downward arbitrage pressure when open-market trading resumes.
STEP 3

Practical Investment Tips & Pitfalls

  • Overhang Resolution: If the sale resolves long-standing equity overhang from early investors, it can clear the path for long-term price recovery.
📊 Block deal short-term stock price impact formula
Block deal sale price = closing price of the day (KRW 100,000) × (1 - discount rate 7%) = KRW 93,000 transaction
▶ At the opening of the regular market, the discounted purchase price is around 93,000 won, exerting downward pressure on the stock price in the short term ▶ Resolving mid- to long-term supply and demand uncertainties when the overhang volume is exhausted

⚖️ Key Comparison at a Glance

CategoryRegular session intraday sellingBlock deal (after-hours bulk trading)
Trading timeRegular stock market trading hours (09:00 - 15:30)Before market opening (08:00–09:00) or after market closing
Transaction PriceReal-time quote execution priceContract price discounted by 3–10% compared to closing price
Market ImpactIntraday selling bomb causes stock price to plummetBlock intraday direct hits by concluding all transactions outside of the scheduled time
Major playersGeneral individual and institutional tradersMajor shareholders, PEF, global hedge fund institutions
⚔️ Don't Mix These Up! (Head-to-Head Comparison)
VSDark Pool
View Dark→
💡 Crucial Difference: A block deal is an off-hours discounted transaction arranged directly between institutions, while a dark pool is an alternative private exchange hiding quotes.

📌 Practical Market & Real-World Example

Following news that a founder completed a block deal of a 5% stake at a 6% discount to institutional buyers, the stock opened 5% lower.